Welcome to the Compliance Cohort. We are a group of compliance professionals working to make compliance easier. Our goal is to take complex compliance concepts and put them in simple terms that apply to the real world. We are glad you have found us and look forward to collaborating in the future.
If you haven't done so already, make sure you sign up for our free membership where you get access to many member-only videos, articles, and other resources.
It really is amazing how many changes take place each year in the compliance world. In fact, it would probably be overwhelming to try to deal with all of the yearly changes at one time. For that reason, we have created a Quarterly Compliance Review program that is designed to cover the regulatory compliance activity that took place in the prior quarter.
The 3rd Quarter 2018 Regulatory Compliance Review program is designed to provide compliance professionals with the “need to know” information about what compliance activity took place during the months of July, August, and September of 2018. The program takes just under two hours to complete and is divided into two separate videos, both around 50 minutes in length.
While specifically designed for Compliance Officers who have the responsibility of regulatory change management for their organizations, this program would be beneficial for anyone with compliance management responsibilities. For example, this program could be shared with a Compliance Council or Committee to keep them apprised of current activities and enhancing their overall oversight of the financial institution’s compliance management system.
Price: $299
The class is presented in two separate videos (about 50 minutes each) and covers the following topics from the third quarter of 2018:
Part I (Video 1)
Fair Lending
What HUD’s request for comment on “disparate impact” means and how this could affect fair lending examinations in future years
BSA/AML
The new SAR form (including a step-by-step review of the changes)
Beneficial ownership guidance (including new guidance on rollovers)
NCUA statement to credit unions
FinCEN advisories
Part II (Video 2)
Flood Insurance
The temporary extension of the flood insurance program and what this might mean about the future of the program
Privacy
The final amendments to Regulation P
An explanation of when an annual notice may be required - even for exempt institutions
CRA
The OCC’s request for comment on modernizing CRA regulations and examinations
An explanation on how this applies to all banks, not just those regulated by the OCC
Instructions and (verbal) examples for submitting comments
Misc Agency Activity
Regulation Z threshold changes for 2019
Agency publications
The CFPB Office of Innovation and what this could mean
HMDA
Availability of CFPB HMDA resources
An overview of the interpretive and procedural rule regarding the partial exemption
Note: HMDA is provided at the end of the program so that financial institutions not subject to HMDA can be dismissed early
This Compliance Class can be completed in under 2 hours and provides you with everything you need to know about what compliance related activity took place during the 3rd quarter of 2018.
The class includes the following:
A comprehensive manual
A “virtual classroom” instructional video
60-day access to the class
BONUS: FinCEN Advisory Cheatsheet
BONUS: HMDA Q&A on Partial Exemption
All of our Compliance Classes are presented in our virtual classroom approach. This approach is designed to bring the presenter to you (at a fraction of the cost of having a live person) and includes a video of the presenter in front of a slide presentation that replicates a typical seminar environment. In addition, our presenters take a three-part approach to compliance instruction: to educate, to empower, and to entertain. This is achieved by focusing on relevant topics, speaking in simple to understand, layman's terms, and by keeping it light and humorous whenever possible. We have found that this "3-E" approach allow students to learn as quickly and effectively as possible. And, it adds a little bit of fun to an otherwise dreadful topic.
When you purchase this compliance class, you get instant access to the online version of this class for 60 days. You will also receive an electronic version of the accompanying manual to keep.
We believe in our training products so much that we are offering a 100% money back guarantee. If you do not feel that you received the value promised for this training session, contact us within the first 10 business days after purchase and we will either make things right or provide 100% of the purchase price back to you.
