New OCC Booklet on Problematic Bank Supervision

Adam Witmer
Regulatory Update

On 9/13/21, the Office of the Comptroller of the Currency (OCC) issued a new "Problem Bank Supervision" booklet of the Comptroller's Handbook. This booklet is part of the Examination Process series of the Comptroller's Handbook. According to the OCC release, the new booklet

  • includes information regarding timely identification and rehabilitation of problem banks and advanced supervision, enforcement, and resolution when conditions warrant.

  • includes a comprehensive discussion of the OCC's authority under 12 CFR 6, "Prompt Corrective Action."

  • complements other booklets of the Comptroller's Handbook and topical OCC and interagency issuances.

The new OCC Booklet can be found here.

Adam Witmer
Regulatory Update
Adam Witmer

Adam Witmer is a speaker, author, and founder of the Compliance Cohort. Adam has taught hundreds of seminars and training sessions to thousands of bankers throughout the United States and teaches on all areas of regulatory compliance. Adam has written five e-books that he never published, hit a grizzly bear while driving in a National Park, and is an award winning photographer and musician (though he no longer takes photos nor plays any instruments). In his spare time, Adam can be found kayaking on the lake, doing taekwondo with his kids, working on his (project) house, or spending time with his family.

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