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Compliance Class:

Compliance Management Systems

Welcome to our Compliance Class on Compliance Management Systems!  This program has been designed to take a deep dive into the regulator expectations for a compliance management system (CMS) for a financial institution and takes just over an hour to complete. In addition to the video portion of the program, we have a comprehensive manual that can be downloaded and used to take notes while following along with the video.

Here is what you need to do:

Step 1: Download the manual by clicking here. 

Step 2: Watch the video class below.


VIDEO CLASS: Compliance Management Systems